ENR 1.6  ATS SURVEILLANCE SERVICES AND PROCEDURES

1.   PRIMARY RADAR

1.1   General provisions
Secondary and primary radar stations are a composite part of the radio navigation equipment for ATM purposes. The main aid of radar control in the airspace of the Republic of Kazakhstan is secondary surveillance radar (SSR). The primary surveillance radar (PSR) operates "on request" mode.
ATC units provide radar service and they use following call signs:
  1. Air traffic control unit – CONTROL;
  2. Approach control unit – APPROACH (APP);
  3. Circuit control unit – CIRCUIT;
  4. Aerodrome control tower – TOWER (TWR).
Coordinates and radar coverage areas are in table ENR-1.6. Table-6.
1.2   The application of radar control service
The radar control service is provided on airways and in aerodrome areas and it includes:
  1. radar separation of arriving, departing and on en-route aircraft;
  2. radar control of arriving, departing and on en-route aircraft in order to provide information to the aircraft crew about any significant deviations from the flight path;
  3. radar guidance of aircraft (if necessary);
  4. assistance to aircraft in an emergency;
  5. warning and providing information about the location of other aircraft that could create a risk of hazardous situation;
  6. providing information for navigation purposes;
  7. provision of weather and hazardous weather condition information.
The minimum values of horizontal radar separation are:
  1. by area control service - not less than 10 nautical miles;
  2. by approach control service - not less than 5 nautical miles;
  3. by aerodrome control service – the minimums are applied based on wake turbulence separation according to ICAO Doc.4444.
1.3   Radar and air-ground communication failure procedures
Radar failure
In the event of a radar failure, the aircraft crews are instructed to increase the separation values as for flights without radar control:
  1. not less than 15 minutes for aircraft following on intersecting routes (at intersection angles of at least 70°);
  2. not less than 10 minutes for aircraft following on the same flight level (altitude) along the same route under the air traffic control service and / or approach control service;
  3. not less than 3 minutes for aircraft following on the same flight level (altitude) and the same route under aerodrome control service;
  4. not less than 20 minutes before crossing the same direction or opposite flight level (altitude) occupied by another aircraft.
Air-ground communication failure
The ATS controller gives to the aircraft crew a command to execute the turns and, if the turns are observed, the controller continues to provide radar service to an aircraft.
In the event of a total failure of the onboard radio station in the airspace of the Republic of Kazakhstan, the aircraft crew must perform the procedures for the radio equipment failure.
Actions to be made by the crew in the case of air-ground communications failure
After communication failure in the Kazakhstan airspace, the pilot-in-command shall continue its flight in accordance with the flight plan, taking at the same time all measures to re-establish radio communication. For this purpose, he uses the channels of ACC, APP, supplementary radio stations and on-board radio stations of other aircraft.
If two-way communication was not re-established and the aircraft radio receivers are working fine, the aircraft crew shall nevertheless obtain the necessary flight information and the ATC instructions. For this purpose, he shall continuously monitor the radio communication channels of ground radio stations of the ACC and APP controllers, as well as the frequency of non-directional radio beacon and the VOR (DVOR) omnidirectional radio beacon of landing aerodrome or the nearest aerodrome along the route located in the ATS area.
In the case of radio communication failure while VFR flight performing, the aircraft shall proceed to the first landing aerodrome in accordance with the flight plan. If proceeding to the first landing aerodrome under VFR is impossible, the aircraft shall fly to the alternate aerodrome (departure aerodrome) where the weather conditions allow to land under VFR procedure. If the flight involves crossing Kazakhstan state border, the provisions of section ENR-1.6.1.1 should be applied.
Crossing the state border without radio communication is prohibited, except for cases when radio communication failure occurred in flight under the direct control of ATC unit of the Republic of Kazakhstan or after obtaining its clearance to cross the state border.
In the case of radio communication failure at a descending, the pilot-in-command reaches flight level (height) assigned earlier by the ATC unit and the aircraft is flying to the landing aerodrome at this level (height) with further approach to it by the established scheme.
In the case of radio communication failure after take-off, the pilot-in-command shall perform the flight by the established scheme and land at the departure aerodrome. In this case, the aircraft crew is allowed to land in meteorological conditions below the operating aerodrome minimum.
If a landing to an arriving aerodrome is impossible after balked landing or missed approach, the pilot-in-command should proceed to the alternate aerodrome according to the SID schemes climbing to the lowest safe flight level. Alternatively he should follow to the alternate aerodrome to backward direction of flight path on the nearest opposite lower FL stated in the flight plan or to the alternate aerodrome in the direction of flight path on the FL stated in the flight plan.
An aircraft returns to the departure aerodrome or diverts to an alternate aerodrome located to backward direction of flight path on the nearest opposite lower FL stated in the flight plan and not lower than the lowest safe flight level.
In the case of radio communication failure while IFR flight performing and transition from IFR to VFR is not possible, the aircraft:
  1. in airspace where procedural separation is being applied, maintain the last assigned speed and level, or minimum flight altitude if higher, for a period of 20 minutes following the aircraft’s failure to report its position over a compulsory reporting point and thereafter adjust level and speed in accordance with the filed flight plan;
  2. in airspace where an ATS surveillance system is used in the provision of air traffic control, maintain the last assigned speed and level, or minimum flight altitude if higher, for a period of 7 minutes following:
    • the time the last assigned level or minimum flight altitude is reached, or
    • the time the transponder is set to Code 7600, or
    • the aircraft’s failure to report its position over a compulsory reporting point, whichever is later and thereafter adjust level and speed in accordance with the filed flight plan.
  3. when being radar vectored or having been directed by ATC to proceed offset using area navigation (RNAV) without a specified limit rejoin the current flight plan route no later than the next significant point, taking into consideration the applicable minimum flight altitude;
  4. proceed according to the current flight plan route to the appropriate designated navigation aid or fix serving the destination aerodrome. Then it shall hold over this aid or fix until commencement of descent taking into account the provisions of below sub-item (e) if necessary;
  5. commence descent from the navigation aid or fix at, or as close as possible to, the expected approach time last received and acknowledged; or, if no expected approach time has been received and acknowledged, at, or as close as possible to, the estimated time of arrival resulting from the current flight plan;
  6. complete a normal instrument approach procedure as specified for the designated navigation aid or fix;
  7. lands, if possible, within 30 (thirty) minutes after the estimated time of arrival or the last acknowledged expected approach time, whichever is later.
In the case of communication failure with the TOWER controller while executing a missed approach, the crew shall switch to other frequency with the RADAR or APPROACH controller and follow his instructions.
If the aircraft has not appeared and has not landed within 30 min for landing, all limitations for other aircraft at the aerodrome are removed.

2.   SECONDARY SURVEILLANCE RADAR (SSR)

2.1   Operating procedures
Operating procedures of ATC transponder in mode A (4096 code) and mode C are subject to compulsory implementation.
When entering the airspace of the Republic of Kazakhstan the pilot-in-command shall:
  1. maintain the SSR code assigned by the controller of an ATC area adjacent to the territory of the Republic of Kazakhstan until a new code is assigned;
  2. set mode A code 2000 five minutes before border crossing of the airspace of the Republic of Kazakhstan, if no SSR code was used in the adjacent area.
The pilot-in-command shall set the individual identification code assigned by ATC unit and switch-on the airborne identification equipment immediately after take-off from aerodromes of the Republic of Kazakhstan.
2.2    Emergency procedures
In emergency the pilot-in-command shall set the mode 7700 unless otherwise are directed by ATC.
If an unlawful interference occurred in crew performance and the aircraft are equipped with an SSR transponder, the pilot-in-command shall establish mode A code 7500.
If the failure of onboard SSR transponder was discovered before departure the pilot-in-command shall:
  1. inform appropriate ATC unit about the aircraft transponder failure;
  2. plan the flight to the landing aerodrome, where the transponder can be repaired;
  3. insert a letter “N” in item 10 of the flight plan in the event of a total failure of transponder or indicate the nature of the failure in the event of a partial failure (in accordance with Doc 4444, Appendix 2).
2.3   Radio communication failure procedures
In case of aircraft radio receiver failure, the pilot-in-command shall set mode A code 7600 and follow the established procedures.
2.4   System of SSR code assignment
The following codes are designated for Republic of Kazakhstan according to SSR code management plan (Doc 023): 05, 06, 11, 34 - transit; 35, 57, 45, 72 - domestic.
International SSR codes within territory of Republic of Kazakhstan are assigned according to following table:
Table 1: TRANSIT CODES BETWEEN AIR TRAFFIC SERVICES
Departure aerodromeCodesDeparture aerodromeCodes
1Astana0601-06279Shymkent3430-3437
2Karaganda0630-063710Aktobe3440-3447
3Pavlodar0640-064511Atyrau3450-3457
4Ust-Kamenogorsk0650-065712Aktau3460-3467
5Kostanay0660-066513Uralsk3470-3473
6Zhezkazgan0670-067314Kyzylorda3474, 3475
7Semey0674-067715Taraz3476, 3477
8Almaty3401-342716Turkistan0646, 0647, 0666, 0667
Table 2: TRANSIT CODES BETWEEN FIRS OF REPUBLIC OF KAZAKHSTAN
FIRSectorCodesFIRSectorCodes
1AlmatyA3A0501-05237AktobeA2B1140-1147
2AlmatyA4A0570-05778AktobeA5B1150-1164
3AstanaA2C0540-05579AktobeА6В1165-1177
4AstanaA3C0560-056710AktobeА6BU1165-1177
5AktobeA1B1101-111711ShymkentA1I0524-0531
6AktobeA4B1120-113712ShymkentA2I0532-0537
Table 3: DOMESTIC CODES BETWEEN AIR TRAFFIC SERVICES
Departure aerodromeCodesDeparture aerodromeCodes
1Almaty3501-351711Kostanay7230-7237
2Balkhash3520-352312Pavlodar7240-7247
3Taraz3524-352713Ust-Kamenogorsk7250-7253
4Shymkent3530-353714Semey7254-7257
5Aktobe3540-354715Petropavlovsk7260-7263
6Aktau3550-355716Kokshetau7264-7267
7Atyrau3560-356717Kyzylorda7270-7273
8Uralsk3570-357718Zhezkazgan7274-7277
9Astana7201-721719Taldykorgan7228-7229
10Karaganda7220-7227
Table 4: DOMESTIC CODES BETWEEN FIRS OF REPUBLIC OF KAZAKHSTAN
FIRSectorCodesFIRSectorCodes
1AlmatyA1A3701-37079AktobeA5B4570-4577
2AlmatyA3A3720-372710AstanaA1C4501-4507
3AlmatyA4A4540-454711AstanaA2C4510-4517
4AlmatyA5A3730-373712AstanaA3C4520-4527
5AktobeA1B3740-374713AstanaA4C4530-4537
6AktobeA2B3750-375714ShymkentA1I3710-3717, 4560-4567
7AktobeA3B3760-376715ShymkentA2I4550-4557
8AktobeA4B3770-3777
Table 5: ALLOCATION OF CODES SERIES 00 BETWEEN ATS UNITS
FIRGroup of codesDeparture aerodromeCodes
1Astana0,1Astana0001-0003
Pavlodar0004-0007
Kokshetau0010-0013
Petropavlovsk0014-0017
2,3Kostanay0020-0027
Arkalyk0030-0037
4,5Zhezkazgan0040-0047
Karaganda0050-0057
2Almaty2,3Almaty0020-0027
Taldykorgan0030-0037
0Balkhash0001-0007
6,7Semey0060-0063
Ust-Kamenogorsk0064-0067
Urdzhar0070-0071
Usharal0074-0077
Zaisan0072-0073
3Aktobe0,1Aktobe0001-0007
Uralsk0010-0017
2,3Aktau0020-0027
Atyrau0030-0037
7Aralsk0070-0077
4Shymkent1,4,5,6Shymkent0040-0047
Kyzylorda0050-0057
Taraz0060-0067
Turkistan0010-0017
Table 6: SSR COVERAGE OPERATING IN RANGE OF INTERNATIONAL FREQUENCIES
SSR PointsSSR TypeMaximum Radius of coverage (NM)Upper Limit (ft)CoordinatesRemarks
AktauEn-route and aerodrome mono-impulse21565000N435146 E0510535
AktauEn-route and aerodrome mono-impulse21565000N435146 E0510541
AktobeEn-route and aerodrome mono-impulse21565000N501414 E0571235
AktobeEn-route and aerodrome mono-impulse21565000N501416 E0571237
AlmatyEn-route, mono-impulse21565000N432113 E0770145
AlmatyEn-route and aerodrome mono-impulse21565000N432117 E0770145
AtyrauEn-route, mono-impulse21565000N470641 E0514735
AtyrauEn-route and aerodrome mono-impulse21565000N470642 E0514740
AralskEn-route, mono-impulse21565000N464937 E0613720
ArkalykEn-route, mono-impulse21565000N501905 E0670131
AstanaEn-route, mono-impulse21565000N510254 E0712848
AstanaEn-route and aerodrome mono-impulse21565000N510106 E0712736
AyaguzEn-route, mono-impulse21565000N475557 E0802649
BalkhashEn-route19540000N465313 E0750137
BalkhashEn-route and aerodrome mono-impulse21565000N465254 E0745940
BeineuEn-route, mono-impulse21565000N452011 E0550734
KaragandaEn-route and aerodrome mono-impulse21565000N494002 E0732002
KaragandaAerodrome10833000N494008 E0732001
KokshetauEn-route and aerodrome mono-impulse21565000N531938 E0693555
KokshetauEn-route, mono-impulse21565000N531940 E0693557
KyzylordaEn-route, mono-impulse21565000N444141 E0653623
KostanayEn-route, mono-impulse21565000N531136 E0633202
PavlodarEn-route and aerodrome mono-impulse21565000N521136 E0770437
PetropavlovskEn-route and aerodrome mono-impulse21565000N544618 E0691109
TaldykorganAerodrome20532808N450730 E0782626
TarazEn-route19540000N425127 E0711712
TarazEn-route and aerodrome mono-impulse21565000N425114 E0711741
TurkistanEn-route and aerodrome mono-impulse21565000N431833 E0683321
UralskEn-route, mono-impulse21565000N510951 E0513344
UralskEn-route and aerodrome mono-impulse21565000N510858 E0513252
Ust-KamenogorskAerodrome10833000N500205 E0823012
SemeyEn-route, mono-impulse21565000N501855 E0801146
SemeyEn-route, mono-impulse25765000N501858 E0801142
ShymkentEn-route and aerodrome19540000N422200 E0692848
ZhezkazganEn-route, mono-impulse21565000N474222 E0674429
ZhezkazganEn-route and aerodrome mono-impulse21565000N474224 E0674429
Control center ZharkentEn-route, mono-impulse22665616N441400 E0795720

3.   AUTOMATIC DEPENDENT SURVEILLANCE - BROADCAST (ADS-B)

Installed at the aerodromes: Aktau, Aktobe, Almaty, Astana, Atyrau, Balkhash, Karaganda, Kokshetau, Kostanay, Kyzylorda, Pavlodar, Petropavlovsk, Semey, Shymkent, Taldykorgan, Taraz, Turkistan, Uralsk, Urdzhar, Ust-Kamenogorsk, Zaisan, Zhezkazgan.
Equipped with ADS-B aircraft automatically and often send reports of surveillance conditions to the ground station via a data link. The basic data elements in broadcasting reports are:
  1. aircraft identification index and 24-bit address;
  2. location data (and relevant accuracy and integrity information);
  3. speed vector (and the accuracy vector);
  4. barometric altitude.

4.   OTHER RELEVANT INFORMATION AND PROCEDURES

Nil